DUI Procedures

What Happens at a Pennsylvania DUI Arraignment

A Pennsylvania DUI charge moves through the criminal courts in a set sequence, and the arraignment is the step where the court reads the charges and puts the defendant on notice of key rights and deadlines. It is one part of how Pennsylvania handles traffic charges and citations. The word “arraignment” covers two different hearings in a Pennsylvania DUI case, held at different courts and for different reasons, so the first task is telling them apart.

The two arraignments in a Pennsylvania DUI case

A DUI case that begins with an arrest usually starts at the Minor Courts, the first level of the state court system, where a magisterial district judge handles the early stages (Unified Judicial System of Pennsylvania: Minor Courts). The first hearing there is the preliminary arraignment. It is a short proceeding that gives the defendant the complaint and sets the preliminary hearing.

The second hearing, the formal arraignment, happens later in the Court of Common Pleas, after the case has been held for court and the prosecutor files a charging document called the information. The rule for that stage, Pa.R.Crim.P. 540, makes the distinction explicit: a preliminary arraignment “bears no relationship to arraignment in criminal courts of record.” One opens the case; the other prepares it for trial.

Not every DUI defendant sees a preliminary arraignment. When police release a defendant and file charges by summons instead of making a custodial arrest, the case can proceed toward the preliminary hearing without the initial appearance. Defendants taken into custody, by contrast, are brought before the issuing authority without unnecessary delay. Because a DUI is a criminal charge rather than a summary offense, it does not follow the same one-hearing path as fighting a Pennsylvania traffic ticket, which a magisterial district judge resolves in a single summary trial.

What happens at the preliminary arraignment

At the preliminary arraignment, the magisterial district judge gives the defendant a copy of the complaint and reads it aloud, then explains several rights: the right to retain counsel or apply for assigned counsel, the right to a preliminary hearing, and, if the offense is bailable, the type of release and the conditions of the bail bond. The judge does not question the defendant about the offense. These requirements come directly from Pa.R.Crim.P. 540.

The judge also schedules the preliminary hearing, where the Commonwealth must show there is enough evidence to send the case forward. The timing is fixed by rule.

If the defendant is detained after the preliminary arraignment, the rule requires an immediate and reasonable chance to post bail, contact a lawyer, and notify others of the arrest.

What the judge tells you at the formal arraignment

Once the case reaches the Court of Common Pleas and the information is filed, the formal arraignment follows quickly. Under Pa.R.Crim.P. 571, the arraignment takes place no later than 10 days after the information is filed, unless a local rule or a postponement for cause changes the date. The specific format is set by each county’s local rules, and notice can be given in person or by first-class mail.

  1. The court confirms the right to counsel

    The arraignment judge advises the defendant of the right to be represented by a lawyer. A defendant who cannot afford one can apply for assigned counsel. If counsel has not yet entered an appearance, the arraignment is where that is addressed.

  2. The charges are stated

    The court advises the defendant of the nature of the charges contained in the information. If the defendant or counsel has not already received a copy of the information, one is provided at this point.

  3. The motion deadlines are explained

    The court advises the defendant of the right to file motions, including a request for a bill of particulars, a motion for pretrial discovery, and an omnibus pretrial motion, along with the time limits for filing them.

  4. The consequences of not appearing are read

    The court advises that failing to appear without cause at any required proceeding, including trial, can be treated as a waiver of the right to be present, and the proceeding may go forward in the defendant’s absence.

Pennsylvania does not require a defendant to enter a formal “guilty” or “not guilty” plea at the arraignment itself in the way some states do; the main function is notice of charges and the start of the pretrial motion period. The single most important date the arraignment sets is the pretrial motion deadline.

The charges being read: DUI tiers and grading

The charges the judge reads track the alcohol or drug level alleged. Pennsylvania’s DUI statute, 75 Pa.C.S. § 3802, sets three general adult tiers by blood or breath alcohol concentration measured within two hours of driving: general impairment at 0.08% to under 0.10%, high rate at 0.10% to under 0.16%, and highest rate at 0.16% or higher. Separate provisions cover controlled substances, drivers under 21 at 0.02% or higher, and commercial drivers.

The tier and the number of prior offenses drive the grade of the offense, which in turn shapes the stakes at every later stage. Under 75 Pa.C.S. § 3803, a first general-impairment DUI with no more than one prior offense is a misdemeanor carrying up to six months of imprisonment, while higher tiers, refusals, accidents, and repeat offenses climb to first- and second-degree misdemeanors and, in some situations, third-degree felonies. Hearing which subsection is charged at the arraignment tells the defendant which grading rung the case sits on.

These stakes set a DUI apart from a civil citation such as a Pennsylvania red light camera ticket, which carries no points and no criminal record. A DUI arraignment opens a criminal case that can end in a misdemeanor or felony conviction.

Accelerated Rehabilitative Disposition for first-time offenders

For many first-time defendants, the period right after arraignment is when Accelerated Rehabilitative Disposition, or ARD, comes into focus. ARD is a prosecutor-controlled diversion program: completing it can lead to dismissal and eventual expungement rather than a conviction. The prosecutor decides who is submitted, within limits set by 75 Pa.C.S. § 3807.

That statute makes some defendants ineligible. A prosecutor cannot offer ARD when the defendant accepted ARD or was convicted of DUI within the prior 10 years, when an accident killed or seriously injured someone other than the defendant, or when a passenger under 14 was in the vehicle. Defendants who are eligible remain under court supervision for at least 6 months and no more than 12 months and must complete alcohol highway safety school and any recommended treatment.

Waiving arraignment and appearing with counsel

A defendant does not always have to attend the formal arraignment in person. Under Pa.R.Crim.P. 571, appearance can be waived when the defendant is represented by counsel of record, counsel agrees to the waiver, and both sign and file a waiver form confirming the defendant understands the charges and the rights the rule describes. Some counties handle this routinely through arraignment by mail. The court can still order a defendant to appear in person, and it can conduct the arraignment by two-way simultaneous audio-visual communication when it chooses.

Waiving the appearance does not waive the deadlines. The 30-day omnibus pretrial motion clock under Pa.R.Crim.P. 579 still runs from the arraignment date, whether the defendant appeared, waived appearance, or attended by video.

Frequently asked questions

Do I enter a plea at a Pennsylvania DUI arraignment?

The formal arraignment in the Court of Common Pleas is primarily about notice of the charges and the start of the pretrial motion period, not a plea colloquy. Under Pa.R.Crim.P. 571, the court advises the defendant of the charges, the right to counsel, the motion deadlines, and the consequences of not appearing. A guilty or no-contest plea is normally entered later, at a separate plea hearing.

What is the difference between the preliminary hearing and the arraignment?

They serve different functions. The preliminary hearing is where the Commonwealth must show enough evidence to hold the case for court, and it is scheduled at the preliminary arraignment. The formal arraignment happens after the case is held for court, once the information is filed, and it opens the pretrial motion window described in Pa.R.Crim.P. 579.

Can I get ARD instead of going to trial?

ARD is decided by the district attorney, not the defendant, and eligibility is limited by 75 Pa.C.S. § 3807. A prior DUI or ARD within 10 years, a crash causing death or serious injury, or a passenger under 14 in the vehicle each rule it out. Eligible defendants who complete the program, including safety school and any treatment, can have the charges dismissed.

What happens if I miss my DUI arraignment?

Pa.R.Crim.P. 571 provides that failing to appear without cause at a required proceeding can be treated as a waiver of the right to be present, allowing the case to proceed in the defendant’s absence. A missed appearance can also lead to a bench warrant. A defendant who is unaware of the date or absent involuntarily is generally not considered absent “without cause.”

Does the arraignment affect my driver’s license?

The arraignment itself does not suspend a license, but the level charged under 75 Pa.C.S. § 3802 affects later consequences. A conviction or an ARD acceptance can each trigger a suspension, and the ARD suspension periods are set separately by statute based on the alcohol concentration.

Sources

See also: Pennsylvania DUI First Offense: Penalties and License Suspension. See also: How to Fight a Traffic Ticket in Pennsylvania: Step-by-Step.
Not legal advice. Statuteworks publishes procedural reference guides intended to help you understand how legal processes work. Laws and procedures change. For advice about your specific situation, consult a licensed attorney in your state. Read our editorial process →